Audit & Compliance Analyst – Banking

Are you experienced in risk and control testing within banking or financial services? Apply Now!

Working with one of our top financial clients, this role calls for an Audit & Compliance Analyst – Banking. The successful candidate will focus on executing internal control testing, supporting risk assessments, and engaging with stakeholders to strengthen control environments.

Pay rate range (CAD): $35.11/hr – $42.13/hr

Responsibilities

Ensure internal control testing aligns with the requirements of second line functions like compliance, risk, and AML.
Lead and support development of testing programs to identify control gaps and assess effectiveness.
Conduct ongoing testing of key controls across business units, documenting exceptions and resolution actions.
Analyze Key Risk Indicators to identify areas for enhancement.
Collaborate with business stakeholders to remediate control deficiencies and improve processes.
Assist in developing action plans and tracking progress to address internal control weaknesses.
Contribute to ad-hoc risk and control initiatives.
Communicate effectively with stakeholders at all levels, sharing information and best practices.
Maintain detailed documentation of testing activities, findings, and recommendations.
Desired Skill-Set

Risk and Control Self-Assessment experience
Advanced knowledge of governance, risk, and control strategies and procedures
Prior audit or quality control testing experience
Strong proficiency with MS Excel (formulas)
Ability to work independently and as part of a team
Excellent communication, organizational, and multi-tasking skills
Ability to analyze complex information and prioritize tasks effectively
Nice to Have

Experience in wholesale banking operations
Knowledge of derivative operations and related processes
Familiarity with ARIS process mapping software
Experience with internal audit methodologies in financial institutions