Sr. Control Tester – CPA/CFA

Are you experienced in regulatory compliance and risk management? Apply Now!

Working with one of our top financial clients, this role calls for a Sr. Control Tester – CPA/CFA. This position involves supporting risk oversight functions within the organization, focusing on control testing, QA, and regulatory compliance management to ensure effective processes are in place across risk areas such as operational, market, credit, and reputational risk. The successful candidate will play a key role in compliance assurance, risk controls, and monitoring activities to help mitigate enterprise-wide risks.

Pay rate range (CAD): $56.52/hr – $67.83/hr

Responsibilities

Act as the Regulatory Compliance Management (RCM) contact within the Governance and Controls team
Support RCM activities including Effectiveness Assessments, Independent Monitoring, and Control Environment Reporting
Collaborate with various Risk Lines of Business (LOBs) to advise on compliance controls and regulatory requirements
Lead and support projects related to control testing, deficiency remediation, audits, and examinations
Report control statuses, KRIs, and compliance metrics to senior management
Develop and maintain strong relationships across internal teams and external stakeholders
Identify opportunities for process improvement and innovative compliance solutions
Assist with business continuity management and risk program support
Desired Skill-Set

7-8 years of experience in control testing and QA
Extensive understanding of regulatory compliance frameworks and requirements
Strong risk management and control expertise
Excellent verbal and written communication skills
Strong organizational and stakeholder management skills
Ability to analyze data and prepare detailed reports
Proven project management capabilities
Nice to Have

CFA, CPA, or CIA certification
MBA degree
Experience with the RCM framework and requirements