Compliance Operations Analyst

If you share a passion for performance, a growth mindset with versatile skills, and approach everything with the highest integrity, here’s an opportunity.

Working with one of the top financial clients, this role calls for a Compliance Operations Analyst who will provide regulatory and compliance analysis and support to the Business Unit Compliance Officers for Lending & Deposit Operations. The person in this position will work with the Product Operations Business Unit Compliance Team to assist in enhancing the Operating areas’ compliance programs while keeping the businesses abreast of all legislative and regulatory updates and changes. This position will entail identifying, analyzing and assessing various rules and regulations for applicability to the Operating area, assisting with conducting Risk Assessments of regulations, conducting monitoring and testing activities to validate controls, managing compliance issues, and other compliance and administrative activities as assigned.

Responsibilities:

Assess the impact of Federal and/or State rules and regulations governing lending & deposits to each Operating Area.
Review processes and procedures of the Operating Areas, to assess the sufficiency of controls for current regulatory requirements.
Assist in the completion of Regulatory Compliance Risk Assessments.
Assist with drafting of processes internal to the Business Unit Compliance Team.
Identify opportunities to implement compliance-related processes and controls.
Assist in developing controls, monitoring and testing plans, and assist in the execution of monitoring & testing plans.
Assist in developing a regulatory control inventory
Prepare and provide summary reporting on progress of regulatory review assessment, Risk Assessment execution, and Monitoring & Testing execution to Business Unit Compliance Officers
Assisting in reviewing Quality assurance programs, completed the task
Desired Skill Set:

A strong regulatory background and be ability to read, analyze and provide insight on various Federal regulations
Experience in lending/deposit operations within a banking organization.
Experience with Deposits Regulatory experience, Example: Reg E, Reg CC, Reg DD, NACHA, or Remote Deposit.
Ability to read & understand technical compliance material
2+ years of experience in Deposit Compliance
2+ years Banking Compliance experience
Ability to work with deadlines and prioritize tasks
Ability to work independently, with little direction
Strong oral and written communication
Strong analytical skills
Understanding of project management & some project management skills; including the ability to coordinate the efforts of people and resources not under their direct control
Nice To Have:

Advanced degree
Risk Management experience
Strong computer skills; Must be strong in Microsoft Outlook, Excel, & Word. PowerPoint skills