Compliance Data & Reporting Analyst (Capital Markets)

Are you an experienced AML Business Analyst seeking a challenging role with growth opportunities? Apply Now!

Working with one of our top financial clients, this role calls for a Compliance Data & Reporting Analyst (Capital Markets) and offers a chance to contribute to critical compliance projects while gaining exposure to senior leadership.

Pay rate range (CAD): $57.34/hr – $68.81/hr

Responsibilities

Support daily business-as-usual operations related to AML compliance, including outreach for documentation and follow-up with colleagues
Maintain comprehensive and detailed documentation, reports, and investigative work to support AML processes
Assist in audit activities, ensuring adherence to compliance standards and preparing necessary documentation
Utilize PowerBI and data analytics tools to automate workflows, enhance reporting, and present data insights effectively
Bridge data analytics with reporting functions, including Excel documentation and logical process explanation
Collaborate with internal teams for transaction monitoring, employing chasing and employment validation tasks as needed
Participate in ongoing projects, potentially involving automation and process improvement initiatives
Desired Skill-Set

5+ years of experience in Financial Institutions or capital market environments
Strong understanding of securities types and brokerage operations
Expertise in AML functions, remediation, and investigative procedures
Skilled in detailed documentation, report writing, and audit processes
Proficient in PowerBI and data analytics, with the ability to support process automation
Excellent interpersonal and communication skills
Experience working with customer data and connecting with internal teams
Nice to Have

Prior experience in automation projects involving PowerBI or similar tools
Knowledge of compliance regulations and AML standards
Familiarity with BAU processes supporting AML and securities operations
Ability to adapt to a fast-paced team environment and engage with senior leadership