Internal Auditor/Capital Markets

Are you ready to leverage your internal audit expertise in a dynamic banking environment? Apply Now!

Working with one of our top financial clients, this role calls for an Internal Auditor. This position offers an opportunity to contribute to a dedicated team responsible for providing independent oversight and strategic guidance across the organization. The role involves executing and leading audits to ensure operational integrity, compliance, and risk mitigation, while supporting process improvements and promoting a strong control environment.

Pay rate range (CAD): $85.00/hr – $102.00/hr

Responsibilities

Plan, execute, and document audits according to established standards and procedures
Lead control testing, including walkthroughs and test scripts, ensuring thorough documentation
Support audit planning by developing audit programs and risk assessments
Identify, document, and validate issues and control deficiencies
Prepare audit reports, including findings, conclusions, and recommendations
Conduct walkthrough meetings and collaborate with stakeholders
Support the development of audit planning memoranda, process risk and control matrices, and audit reports
Perform follow-up on audit findings to ensure resolution and continuous improvement
Communicate audit progress and results to management and stakeholders
Maintain compliance with regulatory guidelines and internal policies
Support ongoing audit initiatives, providing subject matter expertise as needed
Desired Skill-Set

Over 5 years of internal audit experience, ideally within banking or financial services
Undergraduate degree in finance, accounting, or business
Professional certifications such as CPA, CIA, or CFA
Strong knowledge of internal control testing and audit procedures
Proficient in MS Office Suite (Excel, Word, PowerPoint, Access) and Internet applications
Excellent written and verbal communication skills
Ability to work independently and as part of a team
Strong attention to detail and organizational skills
Nice to Have

Experience or familiarity with capital markets
Additional certifications such as FRM
Previous experience working within a banking audit team
Knowledge of regulatory requirements and industry standards